SEC Form 4 · accession 0001061434-19-000002
TriState Capital Holdings, Inc. · TSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Getz
Officer — CHAIRMAN, PRESIDENT AND CEO · Director
Period of report
Jan 17, 2019
Accepted (ET)
Jan 22, 2019 · 9:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 17, 2019 | A | 126,613 | $0.00 | A | 368,944 | D | |
| Common StockF3 | holding | — | — | — | 287,173 | I | By Getz Enterprises, L.P. | |
| Common StockF4 | holding | — | — | — | 140,618 | I | By Stephens Inc. FBO James F. Getz Individual Retirement Account | |
| Common StockF5 | holding | — | — | — | 574,210 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Registered Person elected to receive 66,740 shares of this stock, all of which are restricted stock issued under the Company's 2014 Omnibus Incentive Plan and vest in three years, in lieu of cash payments under the incentive compensation program applicable to the Registered Person.
- F2Owned by the Reporting Person individually.
- F3The Reporting Person is the general partner of this entity.
- F4The Reporting Person is the beneficiary of this account.
- F5Shares held jointly by the Reporting Person and his spouse.