SEC Form 4 · accession 0001061434-18-000001
TriState Capital Holdings, Inc. · TSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Getz
Officer — CHAIRMAN, PRESIDENT AND CEO · Director
Period of report
Jan 16, 2018
Accepted (ET)
Jan 31, 2018 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 16, 2018 | A | 87,151 | $0.00 | A | 755,289 | D | |
| Common StockF2 | holding | — | — | — | 287,173 | I | By Getz Enterprises, L.P. | |
| Common StockF3 | holding | — | — | — | 160,618 | I | By Barclays Capital, Inc. FBO James F. Getz Individual Retirement Account | |
| Common StockF4 | holding | — | — | — | 61,252 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person elected to receive 34,526 shares of this stock, all of which are shares of restricted stock issued under the Company's 2014 Omnibus Incentive Plan that vests in three years, in lieu of cash payments under the incentive compensation program applicable to the Reporting Person. The remaining shares were issued to him as a restricted stock award under that incentive compensation program.
- F2The Reporting Person is the general partner of this entity.
- F3The Reporting Person is the beneficiary of this account.
- F4Shares held jointly by Mr. Getz and his wife.