SEC Form 4 · accession 0001061434-17-000001
TriState Capital Holdings, Inc. · TSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James F Getz
Officer — CHAIRMAN, PRESIDENT AND CEO · Director
Period of report
Jan 12, 2017
Accepted (ET)
Jan 17, 2017 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 12, 2017 | A | 49,564 | $0.00 | A | 667,909 | D | |
| Common StockF2 | holding | — | — | — | 287,173 | I | By Getz Enterprises, L.P. | |
| Common StockF3 | holding | — | — | — | 180,618 | I | By Barclays Capital, Inc. FBO James F. Getz Individual Retirement Account | |
| Common StockF4 | holding | — | — | — | 61,252 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Owned by Mr. Getz individually
- F2The Reporting Person is the general partner of this entity, which owns a total of 287,173 shares of the Issuers' common stock.
- F3The Reporting Person is the beneficiary of this account, which owns a total of 180,618 shares of the Issuer's common stock.
- F4Shares held jointly by Mr. Getz and his wife.