SEC Form 4 · accession 0001061434-15-000004
TriState Capital Holdings, Inc. · TSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Getz
Officer — CHAIRMAN, PRESIDENT AND CEO · Director
Period of report
May 29, 2015
Accepted (ET)
Jun 2, 2015 · 11:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 29, 2015 | P | 2,000 | $11.6699 | A | 46,252 | D | |
| Common StockF2 | holding | — | — | — | 512,958 | D | ||
| Common StockF3 | holding | — | — | — | 287,173 | I | By Getz Enterprises, L.P. | |
| Common StockF4 | holding | — | — | — | 180,618 | I | By Barclays Capital, Inc. FBO James F. Getz Individual Retirement Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held jointly of record by Mr. Getz and his spouse.
- F2Owned by Mr. Getz individually
- F3The Reporting Person is the general partner of this entity, which owns a total of 287,173 shares of the Issuers' common stock.
- F4The Reporting Person is the beneficiary of this account, which owns a total of 180,618 shares of the Issuer's common stock.