SEC Form 4 · accession 0001209191-17-053671
HFF, Inc. · HF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joe Thornton Jr.
Officer — President · Director
Period of report
Sep 20, 2017
Accepted (ET)
Sep 22, 2017 · 10:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF2,F3 | Sep 20, 2017 | S | 8,660 | $37.88 | D | 494,785 | D | |
| Class A common stockF3,F4 | Sep 21, 2017 | S | 8,514 | $37.96 | D | 486,271 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2017
- F2This is the weighted average price at which the securities were sold. The range of prices for these sales was $37.17 - $38.32.
- F3Full information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer or any security holder of the issuer.
- F4This is the weighted average price at which the securities were sold. The range of prices for these sales was $37.56 - $38.35.