SEC Form 4 · accession 0001209191-17-040050
HFF, Inc. · HF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah H McAneny
Director
Period of report
Nov 15, 2016
Accepted (ET)
Jun 15, 2017 · 1:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | Nov 15, 2016 | M | 4,167 | $18.00 | A | 56,227 | D | |
| Class A common stock | Nov 15, 2016 | M | 1,171 | $15.30 | A | 57,398 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $18.00 | Nov 15, 2016 | M | 4,167 | D | Jan 30, 2008 | Jan 30, 2017 | Class A common stock | 4,167 | 0 | D |
| Stock OptionF2 | $15.30 | Nov 15, 2016 | M | 1,171 | D | Jun 5, 2008 | Jun 5, 2017 | Class A common stock | 1,171 | 0 | D |
Explanation of responses
- F1The stock option vested in three equal annual installments beginning one year after January 30, 2007, the date of grant.
- F2The stock option vested in three equal annual installments beginning one year after June 5, 2007, the date of grant.