SEC Form 4 · accession 0001209191-15-071941
HFF, Inc. · HF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Fowler
Other
Period of report
Sep 21, 2015
Accepted (ET)
Sep 23, 2015 · 10:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1,F2 | Sep 21, 2015 | S | 5,134 | $36.10 | D | 331,960 | D | |
| Class A common stockF2,F3 | Sep 22, 2015 | S | 4,866 | $35.62 | D | 327,094 | D | |
| Class A common stockF4 | holding | — | — | — | 21,000 | I | Indirect by grantor retained annuity trust. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This is the weighted average price at which the securities were sold. The range of prices for these sales was $36.00 - $36.41.
- F2Full information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer or any security holder of the issuer.
- F3This is the weighted average price at which the securities were sold. The range of prices for these sales was $35.37 - $35.97.
- F4These securities are indirectly beneficially owned by the reporting person through the John P. Fowler 2014 GRAT.