SEC Form 4 · accession 0001209191-17-038882
Fortress Investment Group LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Konawalik
Officer — Principal Accounting Officer
Period of report
Jun 8, 2017
Accepted (ET)
Jun 9, 2017 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1 | Jun 8, 2017 | C | 46,100 | — | A | 147,785 | D | |
| Class A Shares | Jun 8, 2017 | F | 23,881 | $7.98 | D | 123,904 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2,F3 | — | Jun 8, 2017 | C | 46,100 | D | — | — | Class A Shares | 46,100 | 210,634 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a contingent right to one Class A Share.
- F2See Issuer Proxy statement for information on vesting dates.
- F3The rights attaching to Restricted Share Units generally terminate upon termination of employment.