SEC Form 4 · accession 0001209191-17-000936
Fortress Investment Group LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wesley R Edens
Officer — Principal · Director · 10% Owner
Period of report
Jan 3, 2017
Accepted (ET)
Jan 4, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1 | Jan 3, 2017 | C | 86,711 | — | A | 286,711 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2,F3 | — | Jan 3, 2017 | C | 86,711 | D | — | — | Class A Shares | 86,711 | 173,421 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a contingent right to one Class A Share.
- F2See Issuer Proxy Statement for information about vesting dates.
- F3The rights attaching to Restricted Share Units generally terminate upon termination of employment. See Issuer Proxy Statement for details.