SEC Form 4 · accession 0001209191-17-000935
Fortress Investment Group LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter L Briger Jr.
Officer — Principal · Director · 10% Owner
Period of report
Jan 3, 2017
Accepted (ET)
Jan 4, 2017 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1,F2 | Jan 3, 2017 | C | 924,926 | — | A | 924,926 | I | FPB Management LP |
| Class A Shares | holding | — | — | — | 2,998,875 | D | ||
| Class A Shares | holding | — | — | — | 5 | I | As UGMA custodian for William Briger |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF2,F1,F3,F4 | — | Jan 3, 2017 | C | 924,926 | D | — | — | Class A Shares | 924,926 | 203,285 | I |
Explanation of responses
- F1Each Restricted Share Unit represents a contingent right to one Class A Share.
- F2FPB Management LP is wholly owned by the Reporting Person.
- F3See Issuer Proxy Statement for information about vesting dates.
- F4The rights attaching to Restricted Share Units generally terminate upon termination of employment. See Issuer Proxy Statement for details.