SEC Form 4 · accession 0001209191-16-100115
Fortress Investment Group LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wesley R Edens
Officer — Principal · Director · 10% Owner
Period of report
Feb 17, 2016
Accepted (ET)
Feb 18, 2016 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380393
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2,F3 | — | Feb 17, 2016 | A | 260,132 | A | — | — | Class A Shares | 260,132 | 260,132 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a contingent right to one Class A Share.
- F2The Restricted Share Units vest in one-third increments on January 1 of each year beginning on January 1, 2017.
- F3The rights attaching to Restricted Share Units generally terminate upon termination of employment. See Issuer Proxy Statement for details.