SEC Form 4 · accession 0001209191-16-095832
Fortress Investment Group LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Brooks
Officer — VP, General Counsel, Secretary
Period of report
Feb 3, 2016
Accepted (ET)
Feb 4, 2016 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1 | Feb 3, 2016 | C | 27,230 | $0.00 | A | 207,642 | D | |
| Class A Shares | Feb 3, 2016 | F | 15,222 | $4.01 | D | 192,420 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2,F3 | — | Feb 3, 2016 | C | 27,230 | D | — | — | Class A Shares | 27,230 | 210,108 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a contingent right to one Class A Share.
- F2See Issuer Proxy statement for information on vesting dates.
- F3The rights attaching to Restricted Share Units generally terminate upon termination of employment.