SEC Form 4 · accession 0001209191-16-094968
Fortress Investment Group LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Bass
Officer — Chief Financial Officer
Period of report
Jan 29, 2016
Accepted (ET)
Feb 2, 2016 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380393
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2,F3 | — | Jan 29, 2016 | A | 111,508 | A | — | — | Class A Shares | 111,508 | 300,557 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a contingent right to one Class A share.
- F2The Restricted Share Units vest in one-half increments on January 2, 2018 and 2019. See Issuer proxy statement.
- F3The rights attaching on Restricted Share Units generally terminate upon termination of employment. See Issuer proxy statement.