SEC Form 4 · accession 0001209191-15-068685
Fortress Investment Group LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wesley R Edens
Officer — Principal · Director · 10% Owner
Period of report
Aug 27, 2015
Accepted (ET)
Aug 31, 2015 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF2,F3 | Aug 27, 2015 | P | 97,515 | $6.1292 | A | 97,515 | I | Wesley R. Edens 2012 GRAT Family Trust |
| Class A SharesF4,F3 | Aug 28, 2015 | P | 102,485 | $5.9847 | A | 200,000 | I | Wesley R. Edens 2012 GRAT Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in the open market.
- F2The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $5.965 to $6.25. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F3The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F4The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $5.845 to $6.2. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.