SEC Form 4 · accession 0001209191-15-048402
Fortress Investment Group LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Bass
Officer — Chief Financial Officer
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1 | May 20, 2015 | G | 4,000 | $0.00 | D | 86,576 | D | |
| Class A SharesF2,F3 | May 28, 2015 | S | 35,000 | $7.759 | D | 38,000 | I | 2013 Grantor Annuity Trust |
| Class A SharesF3 | holding | — | — | — | 225,000 | I | 2015 Grantor Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were donated by the reporting person.
- F2The shares were sold in multiple transactions and the price reported is a weighted average. The reporting person undertakes to provide the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F3The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.