SEC Form 4 · accession 0001209191-15-043452
Fortress Investment Group LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Novogratz
Officer — Principal · Director · 10% Owner
Period of report
May 14, 2015
Accepted (ET)
May 15, 2015 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1 | May 14, 2015 | C | 618,180 | $0.00 | A | 618,180 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF2,F3 | $0.00 | May 14, 2015 | C | 618,180 | D | — | — | Class A Shares | 618,180 | 960,292 | D |
Explanation of responses
- F1Acquired upon vesting of Restricted Share Units.
- F2See Issuer Proxy Statement for information about vesting dates.
- F3The rights attaching to Restricted Share Units generally terminate upon termination of employment. See Issuer Proxy Statement for details.