SEC Form 4 · accession 0000899243-15-008841

Fortress Investment Group LLC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Principal · Director

Period of report

Nov 24, 2015

Accepted (ET)

Nov 24, 2015 · 5:46 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001380393

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Fortress Operating Group Units^F2,F1	—	Nov 24, 2015	D	3,336,065	D	—	—	Class A Shares	3,336,065	I
Fortress Operating Group Units^F2,F1	—	Nov 24, 2015	D	6,067,000	D	—	—	Class A Shares	6,067,000	I
Fortress Operating Group Units^F2,F1	—	Nov 24, 2015	D	2,085,000	D	—	—	Class A Shares	2,085,000	I
Fortress Operating Group Units^F2,F1	—	Nov 24, 2015	D	2,358,949	D	—	—	Class A Shares	2,358,949	I
Fortress Operating Group Units^F1	—	Nov 24, 2015	D	42,970,021	D	—	—	Class A Shares	42,970,021	D

F1A "Fortress Operating Group Unit" represents one limited partner interest in each of Fortress Operating Entity I LP, FOE II (New) LP, and Principal Holdings I LP. The Reporting Person has the right, exercisable from time to time, to exchange each Fortress Operating Group Unit for one Class A share of the issuer; provided, that one Class B share of the issuer (which has no economic interest in the issuer) is concurrently delivered to the issuer for cancellation. The Reporting Person owns Class B shares in the same amount as the Reporting Person's Fortress Operating Group Units. Such shares represent no economic interest in the issuer and are not separately reported herein. The Fortress Operating Group Units have no expiration date.
F2The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.