SEC Form 4 · accession 0001140361-18-012289
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine C. James
Officer — Exec VP and General Counsel
Period of report
Mar 3, 2018
Accepted (ET)
Mar 6, 2018 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 3, 2018 | F | 1,440 | $12.65 | D | 87,258 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 3,854 units of restricted stock on March 3, 2018.
- F2Reflects the closing stock price on March 2, 2018.
- F3Amount includes 24,730 restricted stock units that vest in two annual equal installments beginning on March 1, 2019.