SEC Form 4 · accession 0001140361-17-010889
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin W. Daley
Officer — EVP and COO
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 3, 2017 | F | 1,854 | $8.29 | D | 46,991 | D | |
| Common Stock | holding | — | — | — | 504 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 3,514 units of restricted stock on March 3, 2017.
- F2Reflects the closing stock price on March 3, 2017.
- F3Amount includes 2,355 restricted stock units that vest on March 3, 2018 and 31,422 restricted stock units that vest in three annual equal installments beginning on March 1, 2018.