SEC Form 4 · accession 0001140361-17-010884
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean Ellis
Officer — Senior Vice President
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 3, 2017 | F | 479 | $8.29 | D | 12,390 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 1,462 units of restricted stock on March 3, 2017.
- F2Reflects the closing stock price on March 3, 2017.
- F3Amount includes 662 restricted stock units that vest on March 3, 2018 and 9,252 restricted stock units that vest in three annual equal installments beginning on March 1, 2018.