SEC Form 4 · accession 0001140361-16-077655
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheree M. Petrone
Officer — Executive Vice President
Period of report
Aug 20, 2016
Accepted (ET)
Aug 23, 2016 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Aug 20, 2016 | F | 694 | $12.14 | D | 14,944 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 2,145 units of restricted stock on August 20, 2016.
- F2Reflects closing stock price on August 19, 2016.
- F3Amount includes 1,129 restricted stock units that vest on March 3, 2017 and 3,854 restricted stock units that vest in two annual equal installments beginning on March 3, 2017.