SEC Form 4 · accession 0001140361-16-066856
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Sult
Director
Period of report
May 20, 2016
Accepted (ET)
May 24, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 20, 2016 | A | 5,870 | $0.00 | A | 30,909 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grants of restricted stock units approved by Issuer's Compensation and Human Resources Committee of the Board of Directors on May 20, 2016.
- F2Restricted stock units grant pursuant to Rule 16b-3(d). The restricted stock units were issued in connection with the Reporting Person's director compensation, and the number of units issued was calculated based on the closing stock price of the Issuer's common stock of $18.74 on May 20, 2016. Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock. The restricted stock units vest in full on May 20, 2017.