SEC Form 4 · accession 0001140361-16-066852
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Wood III
Director
Period of report
May 20, 2016
Accepted (ET)
May 24, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 20, 2016 | A | 9,872 | $0.00 | A | 54,895 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grants of restricted stock units approved by Issuer's Compensation and Human Resources Committee of the Board of Directors on May 20, 2016.
- F2Restricted stock units grant pursuant to Rule 16b-3(d). The restricted stock units were issued in connection with compensation received for the Reporting Person's service as a director and chairman, and the number of units issued was calculated based on the closing stock price of the Issuer's common stock of $18.74 on May 20, 2016. Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock. The restricted stock units vest in full on May 20, 2017.