SEC Form 4 · accession 0001140361-16-060364
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario E Alonso
Officer — EVP-Strategic Planning & Dev
Period of report
Apr 1, 2016
Accepted (ET)
Apr 6, 2016 · 8:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 1, 2016 | F | 1,505 | $14.92 | D | 34,989 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units were withheld by the issuer to pay the taxes applicable to the vesting of 5,501 units of restricted stock on April 1, 2016.
- F2Reflects the closing stock price on April 1, 2016.
- F3Amount includes 2,026 restricted stock units that vest on March 3, 2017, 5,140 restricted stock units that vest in two annual equal installments beginning on March 3, 2017 and 11,001 restricted stock units that vest in two annual equal installments beginning on April 1, 2017.