SEC Form 4 · accession 0001140361-16-058762
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julius Cox
Officer — EVP - CAO
Period of report
Mar 18, 2016
Accepted (ET)
Mar 22, 2016 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 18, 2016 | F | 415 | $13.41 | D | 15,659 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units were withheld by the issuer to pay the taxes applicable to the vesting of 1,515 units of restricted stock on March 18, 2016.
- F2Reflects the closing stock price on March 18, 2016.
- F3Amount includes 1,187 restricted stock units that vest on March 3, 2017 and 4,668 restricted stock units that vest in two annual installments beginning on March 3, 2017.