SEC Form 4 · accession 0001140361-16-056770
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario E Alonso
Officer — EVP-Strategic Planning & Dev
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 3, 2016 | F | 1,471 | $11.60 | D | 36,938 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units were withheld by the issuer to pay the taxes applicable to the vesting of 4,597 units of restricted stock on March 3, 2016.
- F2Reflects the closing stock price on March 3, 2016.
- F3Amount includes 1,623 restricted stock units that vest on March 18, 2016, 2,026 restricted stock units that vest on March 3, 2017, 5,140 restricted stock units that vest in two annual equal installments beginning on March 3, 2017 and 16, 502 restricted stock units that vest in three annual equal installments beginning on April 1, 2016.