SEC Form 4 · accession 0001140361-16-055854
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Flexon
Officer — President and CEO · Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 1, 2016 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | P | 10,000 | $10.08 | A | 436,763 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount includes 21,645 restricted stock units that vest on March 18, 2016, 38,211 restricted stock units that vest in two annual equal installments beginning on March 3, 2016, 60,261 restricted stock units that vest in three annual equal installments beginning on March 3, 2016 and 153,563 restricted stock units that vest on April 30, 2018.