SEC Form 4 · accession 0001140361-15-040649
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P. Thompson
Officer — EVP
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 9:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2015 | P | 1,000 | $17.55 | A | 19,583 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount includes 1,335 restricted stock units that vest on March 18, 2016, 2,605 restricted stock units that vest in two annual equal installments beginning on March 3, 2016 and 7,067 restricted stock units that vest in three annual installments beginning on March 3, 2016.