SEC Form 4 · accession 0001140361-15-039276
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario E Alonso
Officer — EVP-Strategic Development
Period of report
Oct 29, 2015
Accepted (ET)
Nov 2, 2015 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Oct 29, 2015 | F | 562 | $19.46 | D | 38,409 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units were withheld by the issuer to pay the taxes applicable to the vesting of 1,357 units of restricted stock on October 29, 2015.
- F2Reflects the closing stock price on October 29, 2015.
- F3Amount includes 1,623 restricted stock units that vest on March 18, 2016, 4,053 restricted stock units that vest in two annual equal installments beginning March 3, 2016, 7,710 restricted stock units that vest in three annual equal installments beginning on March 3, 2016 and 16,502 restricted stock units that vest in three annual equal installments beginning on April 1, 2016.