SEC Form 4 · accession 0001140361-15-033261
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheree M. Petrone
Officer — Executive Vice President
Period of report
Aug 20, 2015
Accepted (ET)
Aug 24, 2015 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 20, 2015 | F | 695 | $25.55 | D | 13,790 | D | |
| Common StockF3 | Aug 20, 2015 | P | 3,000 | $25.78 | A | 16,790 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 2,146 units of restricted stock on August 20, 2015.
- F2Reflects closing stock price on August 20, 2015.
- F3Amount includes 2,145 restricted stock units that vest on August 20, 2016, 2,258 restricted stock units that vest in two annual equal installments beginning on March 3, 2016 and 5,782 restricted stock units that vest in three annual equal installments beginning on March 3, 2016.