SEC Form 4 · accession 0001140361-15-032720
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry D. Jones
Officer — EVP & Chief Commercial Officer
Period of report
Aug 18, 2015
Accepted (ET)
Aug 18, 2015 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 18, 2015 | P | 3,000 | $25.90 | A | 64,005 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount includes 15,202 restricted stock units that vest on April 1, 2016, 9,263 restricted stock units that vest in two annual equal installments beginning on March 3, 2016 and 11,564 restricted stock units that vest in three annual equal installments beginning on March 3, 2016.