SEC Form 4 · accession 0001140361-15-032719
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Lee Kuersteiner
Director
Period of report
Aug 17, 2015
Accepted (ET)
Aug 18, 2015 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrants (Right to Buy) | $40.00 | Aug 17, 2015 | P | 4 | A | Aug 17, 2015 | Oct 2, 2017 | Common Stock | 4 | 7,504 | D |
| Common Stock Warrants (Right to Buy) | $40.00 | Aug 17, 2015 | P | 100 | A | Aug 17, 2015 | Oct 2, 2017 | Common Stock | 100 | 7,604 | D |