SEC Form 4 · accession 0001140361-15-032326
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario E Alonso
Officer — EVP-Strategic Planning & Dev
Period of report
Aug 14, 2015
Accepted (ET)
Aug 14, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 14, 2015 | P | 2,000 | $25.00 | A | 38,971 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount includes 1357 restricted stock units that vest on October 29, 2015, 1,623 restricted stock units that vest on March 18, 2016, 4,053 restricted stock units that vest in two annual equal installments beginning on March 3, 2016, 7,710 restricted stock units that vest in three annual equal installments beginning on March 3, 2016, and 16,502 restricted stock units that vest in three annual equal installments beginning on April 1, 2016.