SEC Form 4 · accession 0001140361-15-031733
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine B. Callaway
Officer — Exec VP and General Counsel
Period of report
Aug 13, 2015
Accepted (ET)
Aug 13, 2015 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 13, 2015 | P | 2,500 | $24.38 | A | 63,042 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount includes 9,024 restricted stock units that vest on October 29, 2015, 5,772 restricted stock units that vest on March 18, 2016, 9,263 restricted stock units that vest in two annual equal installments beginning on March 3, 2016 and 11,564 restricted stock units that vest in three annual equal installments beginning on March 3, 2016.