SEC Form 4 · accession 0001140361-15-019727
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clint Freeland
Officer — Exec. VP and CFO
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2015 | P | 3,250 | $32.30 | A | 69,894 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount includes 9,024 restricted stock units that vest on October 29, 2015, 7,215 restricted stock units that vest on March 18, 2016, 9,553 restricted stock units that vest in two annual equal installments beginning on March 3, 2016 and 14,134 restricted stock units that vest in three equal annual installments beginning on March 3, 2016.