SEC Form 4 · accession 0001140361-15-019725
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Flexon
Officer — President and CEO · Director
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 12, 2015 | P | 20,000 | $32.48 | A | 421,871 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.38 to $32.75, inclusive. The reporting person undertakes to provide to Dynegy Inc., any security holder of Dynegy, Inc. or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- F2Amount includes 35,093 restricted stock units that vest on October 29, 2015, 21,645 restricted stock units that vest on March 18, 2016, 38,211 restricted stock units that vest in two annual equal installments beginning on March 3, 2016, 60,261 restricted stock units that vest in three annual equal installments beginning on March 3, 2016 and 153,563 restricted stock units that vest on April 30, 2018.