SEC Form 4 · accession 0001140361-15-019400
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Flexon
Officer — President and CEO · Director
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | May 11, 2015 | A | 153,563 | $0.00 | A | 401,871 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The grants of the restricted stock units were approved by a committee of the Issuer's Board of Directors on May 11, 2015.
- F2Restricted stock unit grant pursuant to Rule 16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock. The restricted stock units vest on April 30, 2018.
- F3Amount includes 35,093 restricted stock units that vest on October 29, 2015, 21,645 restricted stock units that vest on March 18, 2016, 38,211 restricted stock units that vest in two annual equal installments beginning on March 3, 2016, 60,261 restricted stock units that vest in three annual equal installments beginning on March 3, 2016 and 153,563 restricted stock units that vest on April 30, 2018.