SEC Form 4 · accession 0001140361-15-012822
DYNEGY INC. · DYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clint Freeland
Officer — Exec. VP and CFO
Period of report
Mar 18, 2015
Accepted (ET)
Mar 20, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 18, 2015 | F | 3,055 | $28.84 | D | 66,644 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 7,215 units of restricted stock on March 18, 2015.
- F2Reflects closing stock price on March 18, 2015.
- F3Amount includes 9,024 restricted stock units that vest on October 29, 2015, 7,215 restricted stock units that vest on March 18, 2016, 9,553 restricted stock units that vest in two annual equal installments beginning on March 3, 2016 and 14,134 restricted stock units that vest in three annual equal installments beginning on March 3, 2016.