SEC Form 4 · accession 0001225208-19-001619
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
BARINGS LLC
10% Owner · Other
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 12:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ("Shares")F2 | Jan 30, 2019 | P | 41,300 | $9.8645 | A | 13,438,769 | D | |
| Common Stock ("Shares")F3 | Jan 31, 2019 | P | 23,505 | $9.8825 | A | 13,462,274 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.77 to $9.91. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.84 to $9.91. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.