SEC Form 5 · accession 0001209191-17-008339
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sherwood Hubbard Smith Jr.
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 7, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 86,159 | D | ||
| Common Stock | holding | — | — | — | 36,660 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,007 shares of common stock received in 2016 pursuant to Triangle Capital Corporation's Dividend Reinvestment Plan.