SEC Form 5 · accession 0001379245-16-000040
PEARTRACK SECURITY SYSTEMS, INC. · PTSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward W Withrow III
10% Owner · Other
Period of report
Dec 31, 2014
Accepted (ET)
Jun 6, 2016 · 9:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2009 | S | 5,000 | $0.001 | D | 466,374 | D | |
| Common StockF1 | Aug 13, 2010 | S | 5,000 | $0.001 | D | 461,374 | D | |
| Common StockF1 | Aug 29, 2012 | S | 20,000 | $0.001 | D | 441,374 | D | |
| Common StockF1,F3 | Sep 26, 2014 | J | 1,115,324 | $0.05 | A | 1,556,698 | I | See Footnote |
| Common StockF1,F4,F5 | Nov 20, 2014 | J | 5,135,855 | — | A | 6,692,553 | I | See Footnote |
| Common StockF1,F4 | Nov 20, 2014 | J | 16,461,909 | — | A | 23,154,462 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Effective October 17, 2015, PearTrack Security Systems, Inc. effected a 10-for-1 stock split. The number of shares reported throughout this Form 5 have been adjusted to reflect the stock split.
- F2Shares issued in connection with the conversion of debt on September 26, 2014
- F3Held by Huntington Chase Financial Group LLC
- F4Securities issued in connection with Agreement and Plan of Merger effective 10/17/2015
- F5Held by Withrow, Sinclair & Co.