SEC Form 4 · accession 0001379041-16-000401
Employers Holdings, Inc. · EIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lenard T Ormsby
Officer — EVP, Chief Legal Officer
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379041
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Nov 10, 2016 | M | 24,748 | $19.81 | A | 43,554 | D | |
| Common Stock, par value $0.01F1 | Nov 10, 2016 | S | 24,748 | $32.50 | D | 18,806 | D | |
| Common Stock, par value $0.01 | holding | — | — | — | 45,317 | I | Ormsby Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $19.81 | Nov 10, 2016 | M | 24,748 | D | — | Mar 16, 2018 | Common Stock, par value $0.01 | 24,748 | 0 | D |
Explanation of responses
- F1The options exercised were part of a 10b5-1 plan filed by the officer.
- F2The option is fully vested and immediately exercisable.