SEC Form 4 · accession 0001379041-16-000371
Employers Holdings, Inc. · EIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen V Festa
Officer — EVP, Chief Operating Officer
Period of report
Jul 27, 2016
Accepted (ET)
Jul 29, 2016 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379041
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Jul 27, 2016 | M | 9,647 | $19.81 | A | 48,669 | D | |
| Common Stock, par value $0.01F1 | Jul 27, 2016 | S | 9,647 | $32.00 | D | 39,022 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $19.81 | Jul 27, 2016 | M | 9,647 | D | — | Mar 16, 2018 | Common Stock, par value $0.01 | 9,647 | 0 | D |
Explanation of responses
- F1The options exercised were part of a 10b5-1 plan filed by the officer.
- F2The option is fully vested and immediately exercisable.