SEC Form 4 · accession 0001379041-15-000162
Employers Holdings, Inc. · EIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Yocke
Officer — EVP
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379041
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Jun 30, 2015 | F | 1,478 | $22.78 | D | 28,105 | D | |
| Common Stock, par value $0.01F1 | Jun 30, 2015 | D | 3,521 | $0.00 | D | 24,584 | D | |
| Common Stock, par value $0.01 | holding | — | — | — | 32,447 | I | By Virginia D. and William E. Yocke 2006 Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $17.02 | Jun 30, 2015 | J | 2,250 | D | — | Mar 16, 2019 | Common Stock, par value $0.01 | 2,250 | 15,750 | D |
| Employee Stock Option (right to buy)F3 | $22.23 | Jun 30, 2015 | J | 2,750 | D | — | Mar 19, 2020 | Common Stock, par value $0.01 | 2,750 | 8,250 | D |
| Employee Stock Option (right to buy)F4 | $20.87 | Jun 30, 2015 | J | 4,163 | D | — | Mar 11, 2021 | Common Stock, par value $0.01 | 4,163 | 6,937 | D |
Explanation of responses
- F1As a result of retirement as an executive of the Company on June 30, 2015, the Reporting Person forfeited 3,521 restricted stock units that were subject to time-based vesting.
- F2As a result of retirement as an executive of the Company on June 30, 2015, the Reporting Person forfeited the option to purchase 2,250 shares of common stock.
- F3As a result of retirement as an executive of the Company on June 30, 2015, the Reporting Person forfeited the option to purchase 2,750 shares of common stock.
- F4As a result of retirement as an executive of the Company on June 30, 2015, the Reporting Person forfeited the option to purchase 4,163 shares of common stock.