SEC Form 4 · accession 0001379041-15-000030
Employers Holdings, Inc. · EIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Yocke
Officer — EVP
Period of report
Mar 9, 2015
Accepted (ET)
Mar 9, 2015 · 7:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379041
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Mar 9, 2015 | M | 30,000 | $19.21 | A | 61,197 | D | |
| Common Stock, par value $0.01F1 | Mar 9, 2015 | D | 30,000 | $24.50 | D | 31,197 | D | |
| Common Stock, par value $0.01 | holding | — | — | — | 32,447 | I | By Virginia D. and William E. Yocke 2006 Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $19.21 | Mar 9, 2015 | M | 30,000 | D | — | May 28, 2015 | Common Stock, par value $0.01 | 30,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.30 to $24.70, inclusive. The reporting person undertakes to provide to Employers Holdings, Inc.("EHI"), any security holder of EHI or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2The option vests as to 25% of the shares underlying the grant on May 29, 2009, with the remainder of the grant vesting in three equal annual installments beginning on May 29, 2010.