SEC Form 4 · accession 0001571049-17-004746
BERRY GLOBAL GROUP INC · BERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason K. Greene
Officer — EVP - Chief Legal Officer
Period of report
May 5, 2017
Accepted (ET)
May 9, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2017 | M | 10,000 | $21.00 | A | 10,250 | D | |
| Common StockF1 | May 5, 2017 | S | 10,000 | $55.7591 | D | 250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $21.00 | May 5, 2017 | M | 10,000 | D | — | Nov 25, 2023 | Common Stock | 10,000 | 285,500 | D |
Explanation of responses
- F1Weighted Average from 9 transactions with prices ranging from $55.75 to $55.85 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the # of shares sold at each price.
- F2Granted under the 2012 Equity Incentive Plan. Options vest 20% on each of the first five anniversaries of the grant date, subject to the terms and conditions of the Plan and award.