SEC Form 4 · accession 0001571049-15-009403
BERRY GLOBAL GROUP INC · BERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason K. Greene
Officer — EVP - General Counsel
Period of report
Nov 17, 2015
Accepted (ET)
Nov 18, 2015 · 9:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2015 | M | 1,420 | $6.12 | A | 1,670 | D | |
| Common StockF1 | Nov 17, 2015 | S | 1,420 | $36.0024 | D | 250 | D | |
| Common Stock | Nov 17, 2015 | M | 4,890 | $8.12 | A | 5,140 | D | |
| Common StockF1 | Nov 17, 2015 | S | 4,890 | $36.0024 | D | 250 | D | |
| Common Stock | Nov 17, 2015 | M | 1,500 | $16.00 | A | 1,750 | D | |
| Common StockF1 | Nov 17, 2015 | S | 1,500 | $36.0024 | D | 250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $6.12 | Nov 17, 2015 | M | 1,420 | D | — | Dec 31, 2020 | Common Stock | 1,420 | 198,594 | D |
| Employee Stock Option (Right to Buy)F2 | $8.12 | Nov 17, 2015 | M | 4,890 | D | — | Dec 31, 2021 | Common Stock | 4,890 | 193,704 | D |
| Employee Stock Option (Right to Buy)F3 | $16.00 | Nov 17, 2015 | M | 1,500 | D | — | Oct 2, 2022 | Common Stock | 1,500 | 192,204 | D |
Explanation of responses
- F1Weighted Average from 2 transactions with prices ranging from $36.00 to $36.01 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the # of shares sold at each price.
- F2Granted under the 2006 Equity Incentive Plan. All options are vested.
- F3Granted under the 2012 Equity Incentive Plan. Options vest 20% on each of the first five anniversaries of the grant date, subject to the terms and conditions of the Plan and award.