SEC Form 4 · accession 0001571049-15-009366
BERRY GLOBAL GROUP INC · BERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curt Begle
Officer — President
Period of report
Nov 17, 2015
Accepted (ET)
Nov 17, 2015 · 8:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2015 | M | 8,100 | $6.18 | A | 37,220 | D | |
| Common StockF1 | Nov 17, 2015 | S | 8,100 | $36.0726 | D | 29,120 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $6.18 | Nov 17, 2015 | M | 8,100 | D | — | Dec 31, 2019 | Common Stock | 8,100 | 323,056 | D |
Explanation of responses
- F1Weighted Average from 18 transactions with prices ranging from $36.00 to $36.23 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the # of shares sold at each price.
- F2Granted under the 2006 Equity Incentive Plan. All options are vested.