SEC Form 4 · accession 0001567619-19-005264
BERRY GLOBAL GROUP INC · BERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason K. Greene
Officer — EVP - General Counsel
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2019 | M | 2,345 | $21.00 | A | 2,595 | D | |
| Common StockF2,F1 | Feb 20, 2019 | S | 2,345 | $52.502 | D | 250 | I | By Jason Greene GRAT 2018 |
| Common Stock | Feb 21, 2019 | M | 200 | $21.00 | A | 450 | D | |
| Common StockF1 | Feb 21, 2019 | S | 200 | $52.502 | D | 250 | I | By Jason Greene GRAT 2018 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $21.00 | Feb 20, 2019 | M | 2,345 | D | — | Nov 25, 2023 | Common Stock | 2,345 | 363,155 | D |
| Employee Stock Option (Right to Buy)F3 | $21.00 | Feb 21, 2019 | M | 200 | D | — | Nov 25, 2023 | Common Stock | 200 | 362,955 | D |
Explanation of responses
- F1Sale pursuant to trading plan meeting the requirements of SEC Rule 10b5-1 adopted by the reporting person on December 3, 2018.
- F2Weighted average from 3 transactions with prices ranging from $52.50 to $52.51 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.
- F3Granted under the 2012 Equity Incentive Plan. Options vest on the first five anniversaries of the date of the grant, subject to the terms and conditions of the plan award agreement.