SEC Form 4 · accession 0001567619-19-002489
BERRY GLOBAL GROUP INC · BERY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason K. Greene
Officer — EVP - General Counsel
Period of report
Feb 5, 2019
Accepted (ET)
Feb 6, 2019 · 1:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2019 | M | 500 | $16.00 | A | 750 | D | |
| Common StockF1 | Feb 5, 2019 | S | 500 | $50.0463 | D | 250 | D | |
| Common Stock | Feb 5, 2019 | M | 9,500 | $21.00 | A | 9,750 | D | |
| Common StockF1 | Feb 5, 2019 | S | 9,500 | $50.0463 | D | 250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $16.00 | Feb 5, 2019 | M | 500 | D | — | Oct 2, 2022 | Common Stock | 500 | 375,000 | D |
| Employee Stock Option (Right to Buy)F2 | $21.00 | Feb 5, 2019 | M | 9,500 | D | — | Nov 25, 2023 | Common Stock | 9,500 | 365,500 | D |
Explanation of responses
- F1Weighted average from 22 transactions with prices ranging from $50.00 to $50.18 per share. Upon request by the Commission Staff, the issuer, or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.
- F2Granted under the 2012 Equity Incentive Plan. Options vest on the first five anniversaries of the date of the grant, subject to the terms and conditions of the plan award agreement.